Starting from 3rd of January 2018, all investment firms are obliged to provide their clients’ with information related to all costs and charges they incurred. Effectively, all clients involved in any trading activity with a regulated EU investment firm must receive a notification (ie. via an email) with all ex-post trade information related to their trading activity.

This only adds to the existing question.

Are investment firms ready to disclose the ex-post information of costs and charges to their clients and comply with all new measures surrounding MiFID II and ESMA?

SALVUS simplified the ex-post trade regulatory requirement by answering 3 questions for EU investment firms.

  1. what is the information needed,
  2. how often is this information needed,
  3. when is this needed.

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SALVUS Funds
SALVUS Funds

Written by SALVUS Funds

Licensing, Compliance & Internal Audit — CASP | EMI | Investment Firms | Investment Funds | M&A — #StayAhead

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