Investor Information & Product Governance for CySEC regulated entities

Through the most recent financial crisis, significant vulnerabilities were identified that questioned the integrity and transparency of European financial markets. For the investment services industry to become more investor protection oriented, the European Commission (EC) introduced requirements relevant to the product governance of financial instruments. The said requirements consist of regulatory obligations according to the Markets in Financial Instruments Directive II (MiFID II).

Our Regulatory Compliance team at SALVUS wishes to provide important information on product governance requirements by discussing the following key aspects:

1. Information provided to investors
2. Client Assessment & Categorisation
3. Target Market Identification
4. Product Governance Monitoring

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Find the full article here: https://salvusfunds.com/2022/11/03/investor-information-product-governance-for-cysec-regulated-entities/