ASIC Product Intervention Measures and Massive Data Collection
1 min readApr 16, 2019
In the second week of April 2019, the Australian regulator (ASIC) got authorisation for introducing product intervention measures and promptly demanded a huge data collection. The news from down under literally shook the Investment Firms, far beyond the local market participants. Only 8 months have passed since ESMA imposed the European product intervention measures and the Investment Firms in this part of the world are still trying to find ways of coping.
In this article, we will discuss
1. the intentions of the Australian regulator and
2. the data expected from firms to be collected by the mid of May.
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